This is the fourth in a consecutive series of posts under the same general title.
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Lashing Out, Rising Up, Striking Back
Retaliation, Insurrection, Reclamation
The same anxiety is visible everywhere, the same deep panic, provoking the same upwellings of dignity, and not indignation.
—The Invisible Committee, To Our Friends, translated by Robert Hurley (Semiotext(e), 2015, p. 14)
. . . an enemy who sees the error of his ways ceases to be an enemy.
[I]n spite of the varied possibilities for information, most Germans didn’t want to know. Because, indeed, they wanted not to know. It is certainly true that State terrorism is a very strong weapon, very difficult to resist. But it is also true that the German people, as a whole, did not even try to resist. In Hitler’s Germany a particular code was widespread: those who knew did not talk; those who did not know did not ask questions; those who did ask questions received no answers.
—Primo Levi, “Afterword” (translated by Ruth Feldman) to If This Is a Man and The Truce, dual edition (London: Abacus, 1987, pages 382, 386)
When one part of a community has harmed another part, reconciliation between the two parts is impossible without forgiveness, taken as the resolution on the part of those harmed not to make “bad use” of their memories of the harm done them—use of those memories for feeding the desire to harm in turn. Such forgiveness, neither forced nor feigned but freely given, is itself only possible for those who have managed to free themselves from the constraints against giving it.
Freedom from such constraints goes with victory.
In cases such as civil war, such victory belongs first to those who are on the winning side, as Arsinius and his fellow democrats were in the Athenian civil war against “the Thirty” in 403 BCE. The resolution of amnesty then declared by the victors for the vanquished was the “invention of amnesty,” according to Giorgio Agamben in Stasis, as discussed in my second post of this same series. That resolution on the part of those who won the war did not of itself effect full reconciliation between them and those they had just vanquished, but it made such reconciliation possible. Full actualization of that possibility had to wait for a response—perhaps never forthcoming—of genuine contrition on the part of the losing side. Some of the vanquished no doubt experienced such contrition, and were fully reconciled with the community of the city as a whole. However, some no doubt were not, and continued to plot for a return to power. At any rate, as Agamben observes, civil war remained as a permanent possibility within the reestablished peace, a possibility the leaving open of which was foundational for that very peace.
What about very different sorts of cases, however? How does victory come then?
To take one prime example, what about cases such as Primo Levi’s after the liberation of Auschwitz by Soviet troops in the closing days of World War II? That liberation from the Nazi death camp system was not by itself sufficient to bring about Primo Levi’s liberation from his own constraints against offering forgiveness to his German tormentors. After the camp was liberated and Levi returned home to Turin, and continuing on until the time of his death (which many think was a suicide) in 1987, Levi remained unwilling and unable to forgive those who had brutalized him and his fellow survivors, and killed millions of others. To the end of his life, he refused—with entire, convincing justice—to forgive those who had brutalized and killed so many in the camps. He refused to forgive not only the individual Germans directly responsible, from Hitler to the lowliest Auschwitz guard subjecting inmates to routine degradation. He refused, as well, to forgive the German people as whole, that people who—as Levi writes in the afterword to the 1987 Abacus reissue of the joint publication of If This Is a Man and The Truce (his chronicles respectively of his internment at Auschwitz and of his eventual return trip home to Turin)—if they did not know what was happening in the camps, did not know because they did not want to know: they were willfully ignorant.
The first line cited above as an epigraph to this first section of today’s post comes at the very end of a paragraph that begins by remarking that, despite the absence throughout his writings of any judgments containing “expressions of hate for the Germans” or of a “desire for revenge” against them, Levi would not want his “abstaining from explicit judgment to be confused with an indiscriminate pardon.” The full paragraph then continues (page 382):
No, I have not forgiven any of the culprits, nor am I willing to forgive as single one of them, unless he has shown (with deeds, not words, and not too long afterward) that he has become conscious of the crimes and errors of Italian and foreign Fascism and is determined to condemn them, uproot them, from his conscience and from that that of others. Only in this case am I, a non-Christian, prepared to follow the Jewish and Christian precept of forgiving my enemy, because an enemy who sees the error of his ways ceases to be an enemy.
So what about Primo Levi? That is, what about cases such as the victims of the Holocaust, or those who bear witness for them, as Primo Levi did? Where does forgiveness, and with it the reconciliation for which it opens the way, belong in those cases?
Or what about cases such as that of Jimmy Santiago Baca?
To this day, it still amazes me how taking myself out of the system and refusing to work had everybody in an upheaval, from my friends to the guards.
. . . as a kid I’d had no options except to take the hurt that came my way. As I grew a little older, I learned to strike back. It had been the quickest way to get rid of the pain, a way to show people I was alive. Until now. This time I didn’t lash out, which short-circuited everyone’s expectation of how a con was supposed to act. Despite the guilt of letting a lot of solid convicts down, not doing what everyone expected turned out to be the most powerful thing I ever did.
—Jimmy Santiago Baca, A Place to Stand (Grove Press, 2001, pages 166, 169)
The forgiveness towards the whole world, himself included, that Jimmy Santiago Baca eventually experienced in St. Francis Cathedral in Santa Fe, as he describes it in the passage with which I ended my preceding post of this series, could only come to him once he had found a place to stand in order concretely and effectively to resist his oppression, and thereby emerge victorious over it. Forgiveness issues only from dignity, not from abjectness; and before one can forgive offenses against one’s dignity—truly forgive them, and not just be forced to feign forgiveness—one must reclaim that dignity itself, reclaim it from those who have tried to take it away and claim it solely for themselves.
In a system such as that within which Jimmy Santiago Baca had always been forced to live, it took a truly unusual combination of circumstances for him ever to recover his own dignity, and with it the power to forgive. Initially subjected to such deprivation by the facts of his birth, and then abandoned by his parents when he was ten, he lived first with his grandmother, then in an orphanage, before ending living on the streets. When he was only twenty-one he was convicted of drug possession and sentenced to prison, where he spent six and one-half years, three of them in isolation.
It was not until he finally found his way to a place to stand where he could refuse any longer to take part in the system that brutalized him, that he was at last able to reclaim what was always rightfully his to begin with: his own dignity. In turn, it was only then that he was able to begin the journey in freedom that eventually led to his experience of forgiveness—toward his parents, himself, the whole world—in the cathedral in Santa Fe.
To carve out for himself that place to stand, the most crucial lesson he had to learn was how not to keep giving power to his own oppressors, continually enabling them, precisely by lashing out reactively against their blows. He says in the passage cited above that “as a kid” he at first responded to strikes against him as all kids do at first, when they do not yet have any option beyond “taking the hurt that [comes their] way.” But after a time he learned, as all kids given time do, another option, one that appeared better than just “taking” whatever harm comes one’s way. That was the option, as he puts it, “to strike back.”
The next sentence—and, even more, the entire context of the story of his life up to that point, as he has been telling it in A Place to Stand—makes it clear that what he means here by “striking back” is lashing out, as a cornered animal might. However, far from such lashing out allowing him to reclaim his dignity from those who have claimed it all for themselves, it merely gave them what they expected—and needed, to cement their dominance. Prison guards and administrators, most especially including prison wardens, expect exactly that. In fact, whether deliberately or not (since many such things are a matter of just drifting in the direction of the institution within which one works, rather than of deliberate, individual planning and decision), those who exercise authority over the likes of Jimmy Santiago Baca and other actual or potential “criminals” and convicts actually encourage such reactions, since it plays right into their hands. By lashing out, the oppressed do not opt out of the system of oppression, effectively resisting it. Instead, they reinforce it. Just ask all the “repeat offenders” who are kept constantly moving in and out through the swinging doors of our prison system, a system which if not deliberately designed for the very purpose of engendering repeat offenses may as well be.
Jimmy Santiago Baca soon learned just the lesson that the repressive system into which he was born wanted him to learn: He learned, “as [he] grew a little older,” to lash out whenever he was struck by the blows that continued to be delivered against him. After all, that seemed to be “the quickest way to get rid of the pain.” Given his circumstances, that was the only option he was allowed to become aware of, so it was the only one he really had, to avoid his own hurt: by diverting himself from it, to focus instead on hurting back in turn. Intelligent and quick to learn as he was, he learned that lesson well. That is precisely how and why he ended up in prison in the first place, then was kept there for so many years.
“Until now”: until one time when he finally found a place to stand. That one time at last he stopped giving power to those by whom he had so long been overpowered. “This time [he] didn’t lash out,” as everyone—everyone: those being conditioned no less than those doing the conditioning—expected. By not lashing out reactively “this time,” he “short-circuited everyone’s expectation of how a con in supposed to act.” Instead of lashing out again, “this time” Jimmy Santiago Baca just opted out of the whole system, simply by staying in his cell and refusing to go out and do the work assigned him.
Sometimes, the most powerful act of resistance is the refusal to act. Sometimes, it is precisely by not striking back that we in fact strike back most effectively.
Whilst I was obeying his order to feed and get the horses ready for the field, and when in the act of going up the stable loft for the purpose of throwing down some blades, Covey sneaked into the stable, in his peculiar snake-like way, and seizing me suddenly by the leg, he brought me to the stable floor, giving my newly mended body a fearful jar. I now forgot my roots, and remembered my pledge to stand up in my own defense. [. . .] Whence came the daring spirit necessary to grapple with a man who, eight-and-forty hours before, could, with his slightest word have made me tremble like a leaf in a storm, I do not know; at any rate, I was resolved to fight [. . .].
All was fair, thus far, and the contest was about equal. My resistance was entirely unexpected, and Covey was taken all aback by it, for he trembled in every limb. “Are you going to resist, you scoundrel?” said he. To which, I returned a polite “Yes sir”.
—Frederick Douglass, My Bondage and My Freedom (1855, pages 186-187)
I finally relearned what I and my kind often had forgotten and what was more crucial than the moral power to resist: to hit back.
Before me I see the prisoner foreman Juszek, a Polish professional criminal of horrifying vigor. In Auschwitz he once hit me in the face because of a trifle; that is how he was used to dealing with all the Jews under his command. At his moment—I felt it with piercing clarity—it was up to me to go a step further in my prolonged appeals case against society. In open revolt I struck Juszek in the face in turn. My human dignity lay in this punch to his jaw—and that in the end it was I, the physically much weaker man, who succumbed and was woefully thrashed, meant nothing to me. Painfully beaten, I was satisfied with myself. [. . .] I gave concrete social form to my dignity by punching a human face. [. . .] I became a person not by subjectively appealing to my abstract humanity but by discovering myself within the given social reality as a rebelling Jew and by realizing myself as one.
—Jean Améry, At the Mind’s Limits, translated by Stuart Rosenthal (University of Indiana Press, 1977), pp. 90-91
The “roots” which Frederick Douglass “forgot,” precisely in order to remember something even more fundamental and important—the pledge he’d made himself while ill, not long before the confrontation he describes above, with the doltish and brutal slave overseer Covey—were his Christian roots. Specifically, at issue are the same roots as those to which Primo Levi refers, in the epigraph to the first section of this post, when he writes of a certain “Jewish and Christian precept,” namely that of “forgiving my enemy.” Douglass says that he had to “forget” that precept, which was part of his own rich heritage as a member of the African American slave-community, in order to honor his pledge to himself to resist the next time he was actively abused. He had to “forget,” which here means to suspend, to put out of play, one part of his inheritance, precisely in order to remember another part of that same inheritance—an older, even more deeply rooted part, one that actually made the other, newer part possible in the first place: his own human dignity, that very dignity he had now resolved to defend.
It is that very same dignity that will not permit Primo Levy to forgive the Germans, either as individuals or collectively, for what they did to him and millions of others in the Nazi concentration camp system. The inner logic of that system itself drove inexorably toward the elimination all possibility of resistance, and in the process drove that system and all who were responsible for it “beyond guilt and atonement” (as Jean Améry puts it, to translate the original German title of what appears in English as At the Mind’s Limits), and therefore beyond all possibility of being forgiven—at least by any human judge to borrow a way of speaking from Levi himself.
The point of resistance, in the sense at issue for Douglass, for Levi, and for Améry—and most certainly for Jimmy Santiago Baca as well—is not to succeed in overpowering in turn those who have once overpowered us. The point of resisting oppression is not to get a chance to oppress others in turn, either those who have oppressed us or innocent bystanders. The point is, rather, to reclaim one’s dignity.*
Five boys later, it is Frederick’s turn. Frederick, who clearly cannot see well without his glasses. Who has not been cheering when each bucketful of water finds its mark. Who is frowning at the prisoner as though he recognizes something there.
And Werner knows what Frederick is going to do.
Frederick has to be nudged forward by the boy behind him. The upperclassman hands him a bucket and Frederick pours it out on the ground.
Bastian steps forward. His face flares scarlet in the cold. “Give him another.”
Again Frederick sloshes it onto the ice at his feet. He says in a small voice, “He is already finished, sir.”
The upperclassman hands over a third pail. “Throw it,” commands Bastian. The night steams, the stars burn, the prisoner sways, the boys watch, the commandant tilts his head. Frederick pours the water onto the ground. “I will not.”
—Anthony Doerr, All the Light We Cannot See (Scribners,2014, p. 264)
Jimmy Santiago Baca had to learn to refrain from “lashing out” against his oppression in order to find a place to stand and truly resist. Frederick Douglass found his own place to stand and resist only in striking back against his immediate oppressor. The fictional Frederick of All the Light We Cannot See, Anthony Doerr’s novel of guilt and redemption in World War II Germany, finds it in refusing an order to strike out against a defenseless prisoner in a German military prep-school run by an good Nazi headmaster, Bastian. The commandant has ordered each boy in turn to throw a bucket of freezing water on an already frozen and dying prisoner who has been chained to a stake on the school’s parade-ground. When his turn comes, Frederick refuses to follow the commandant’s orders. He resists by refusing to be an accomplice to the brutality.
What matters in all these and similar cases is to find the way no longer just to react but rather truly to resist. To resist is what counts, regardless of whether that resistance takes the form of striking or of refusing to strike, as circumstances require. Either way, in resistance oppression itself is struck, and subordination is refused.
Frederick’s fictional resistance took the same form Jimmy Santiago Baca’s real one did: a refusal to follow coercive authority’s orders. Both refusals led to painful consequences, however. Never does that invalidate the resistance, however. To repeat something already said above, the point of resistance is not to overpower what has overpowered one, but to find one’s way to the reclamation of one’s own freedom and dignity. The free can still be made to suffer and die as the price for that reclamation. Indeed, it is always in the interests of coercive power to make them do so. That helps to maintain order.
Jimmy Santiago Baca, for example, is made to suffer isolation and repeated postponements of release from prison even despite his having “rehabilitated” himself completely—not only with no help from the prison system, but with that system actively working against him—teaching himself to read and write and becoming a regionally and nationally recognized poet while still incarcerated. If the warden of the prison where he was entombed had had his way, Jimmy Santiago Baca would still be there. From all the evidence, that warden still resents it that his erstwhile prisoner is no longer imprisoned. It is indeed hard to overestimate the resentment of the privileged toward the unprivileged.
Frederick, the character in Doerr’s novel, suffers even more severe consequences for his refusal. He is subjected to the prep-school equivalent of what the Nazis came to call “special treatment” in the camps. In swift reaction against Frederick for his refusal to obey orders, Bastian, the school commandant, singles him out and makes an example of him by repeatedly unleashing all the other, “good” German students to chase him for invented offenses against school discipline. Finally, at the end of one such chase Frederick is no longer able to outrun them, and they manage to catch him. They then beat him so severely that he becomes permanently cognitively impaired, reduced to little more than a vegetable.
Primo Levi tells yet another story of another resister, another real one to go with Jimmy Santiago Baca, who is simply killed for resisting. The story, which occurs at one point in The Drowned and the Saved (Indiana University Press, 1980, pages 41-42), is that of a “newcomer” to Auschwitz, that is, a newly arrived inmate who has not yet learned the lessons that one must learn very quickly at Auschwitz to have any chance for surviving even for a while. The newcomer at issue had arrived at the camp “when he still had his full strength,” and with it the power to assert his own dignity. He soon did just that, in an act of resistance. “He had been beaten when the soup was being distributed,” such beatings being everyday occurrences at Auschwitz. But they were not everyday yet for the newcomer, who “dared to shove the distributor-functionary” in turn. In reaction to such hauteur, “the latter’s colleagues rushed to his aid, and the culprit was made an example of by being drowned, his head held down in the soup tub.”
As Levi himself observes here and in a number of other places in his writings, it is hardly any wonder that, under such circumstances as existed in the Nazi camps, the telos of which was to eliminate the very possibility of resistance, there was so little rebellion in the Nazi camps. The wonder is rather that there was any at all, which there was.
Just before telling the story of the newcomer drowned in the soup tub, Levi observes (page 41) that in the camps it was “an unwritten and iron law” that Zurückschlagen, which literally means “striking back,” will not be tolerated: “answering blows with blows is an intolerable transgression, and anyone who commits it must be made an example. Other functionaries rush to the aid of the threatened order, and the culprit is beaten with rage and method until he’s tamed or dead. Privilege, by definition, defends and protects privilege.”
Picking up the same thread again after telling the story of the soup-drowned newcomer, Levi goes on a bit later to write (page 42): “ It is a duty of righteous men to make war on all underserved privilege.” That duty is owed by all, to all, but most especially to those who have been deprived of the very possibility of participating in such a “war”—deprived of the very possibility of affirming their own dignity by striking back at all. Ernst Bloch said, famously, that it is for the sake of the hopeless that hope is given to us. So, too, is it for the sake those who have been stripped of their dignity and denied all power to resist oppression that we must affirm our own dignity by striking back against oppression.
Of course, the easier, softer way is just not to let oneself know about the oppression in the first place, remaining willfully ignorant. Then one can avoid all responsibility—at least, as Levi would put it, before any human tribunal.
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This series on “Making Room for Community” will continue with my next post.
* On the other hand, power that goes beyond all possibility of resistance, and thus beyond all possibility of those subjected to it ever reclaiming their own dignity, goes beyond all guilt open to forgiveness and redemption, and becomes truly unforgiveable—a topic to which I plan to return eventually, in a subsequent post.