Below is the opening of the next section–a section I am calling “The Myth of the State, The State of the Myth”–of my draft of a chapter called “Trauma and Representation II: The Image of Sovereignty,” for a planned book.
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The Myth of the State, the State of the Myth
Some of the examples of state profiteering in trauma mentioned earlier can serve to introduce what is now at stake in this new section of the current chapter. One such example is Hitler’s recurrent use of the myth of the “stab in the back” to justify the Nazi Machtergreifung (“seizure of power”) in the 1930s. Another is Ben-Gurion’s and other Israeli leaders’ recurrent use of the recollection of the Holocaust to justify Israeli national policy after World War II. The third is Slobodan Milosevic’s recurrent citation of old, remembered traumas to justify Serbian aggression in the 1990s. In all three cases trauma is made to serve a founding role exceeding that of legitimating decisions and actions taken by already constituted nations falling prey to the temptation Robert J. Lifton mentions, that of transforming trauma “into a strong impulse toward retaliative action” against national enemies made to bear the blame for the trauma.
Beyond that reactive way of forcing trauma to serve the purpose of the nation-state, the three cases at issue involve the even more radical use of trauma to justify the very formation of a state or regime in the first place. Thus, Hitler and the Nazis used the German defeat in World War I to justify the very foundation of the “Third Reich.” Ben-Gurion and other Israeli leaders used the Holocaust to defend the very creation of the modern state of Israel. And Milosevic uses the recollection of long-past violence perpetrated by Moslems against Christians in the Balkans to legitimate the breaking away of Serbia from the former Yugoslavia to constitute Serbia as an independent state of its own. In all three instances trauma serves the nation not only by providing a foundation for specific acts or ranges of action, but also by providing one for the very formation of the nation in the first place.
Above all, the idea of “founding trauma,” as I have formulated it following Sudhir Kakar, means trauma used in this second way, to legitimate not just actions taken by already formed nation-states, but the very formation of those nation-states to begin with. In such cases, the nation-state has a vested interest in trauma not just to justify even the widest range of its actions. Rather, the interest the nation-state invests in trauma is for the very sake of establishing itself as a nation in the first place, or at least of providing justification after the fact for its establishment. It is not merely the decisions and acts of or by a sovereign nation that are at issue. At issue is, instead, the very constitution of the sovereign nation in the first place.
At first glance, such cases of the exploitation of trauma for founding a nation-state would appear to contrast with others in which such a state seems to found itself on what appears to be the very opposite—namely, the repression and avoidance of any explicit reference to a trauma without which the state at issue would nevertheless, in fact, never have emerged. The paradigmatic example of what I have in mind is the creation, out of the ruins of the German catastrophe at the end of World War II, of the Federal Republic of Germany –“West” Germany as opposed to “East” Germany, the German Democratic Republic (the dynamics of the founding of which embodied an at least superficially different relation to the devastation of Germany by allied bombs and armies than that embodied in the foundation of the Federal Republic).
In 1997 German novelist and literary scholar W. G. Sebald delivered a series of lectures in Zurich about the strange silence in almost all postwar German literature about the overwhelming devastation visited upon Germany by the allied policy of heavy aerial bombing of civilian centers of German population such as Berlin, Hamburg, Munich, Cologne, Nuremberg, and, no doubt most famously, Dresden. Sebald later revised his Zurich lectures for publication, along with a related, shorter piece of literary criticism, under the title Luftkrieg und Literature (Germany: Hansen, 1999). The lectures appear under that title of “Air War and Literature” as the first and longest part of the English translation, by Anthea Bell, of the original German publication, along with two other of Sebald’s related literary studies, the whole collection published in English (New York: Random House, 2003) under the title On the Natural History of Destruction.
In time, I will have more to say about Sebald’s lectures, but for now what I want to take from them is a single insight—just one of many, but a crucially important one. The insight at issue is into the relation between, on the one hand, the state which eventually emerged from the German devastation–to become, in 1949, under the leadership of Konrad Adenauer, who became its first Chancellor, the Federal Republic of Germany—and, on the other hand, the trauma of that devastation itself. Referring to what came to be known as the West German “Wirtschaftswunder,” or “economic miracle,” for which the government of the Federal Republic served simultaneously in various roles, including those of architect, overseer, and heir, Sebald notes early in his first lecture (page 7 of the English translation):
From the outset, the now legendary and in some respects genuinely admirable reconstruction of the country after the devastation wrought by Germany’s wartime enemies, a reconstruction tantamount to a second liquidation in successive phases of the nations own past history, prohibited any look backward. It did so through the sheer amount of labor required and the creation of a new, faceless reality, pointing the population exclusively towards the future and enjoining on it silence about the past.
A few pages later (pages 11-12) Sebald follows up with this observation:
The almost entire absence of profound disturbance to the inner life of the nation suggests that the new Federal German society relegated the experiences of its own prehistory to the back of its mind and developed and almost perfectly functioning mechanism of repression, one which allowed it to recognize the fact of its own rise from total degradation while disengaging entirely from its stock of emotions, if not actually chalking up as another item to its credit its success in overcoming all tribulations without showing any sign of weakness.
The German self-image Sebald depicts in those two early passages is of a sustained forward march of German–at least West German—history after World War II, a collective march “eyes front,” in effect, in which the devastated German society as a whole is so focused on the future that it cannot take time even to acknowledge its own past, the very past the utterly devastating nature of which requires just such single-minded devotion to the building of a supposedly new future, to rise over the very ruins of that past.
Such a picture of a resolutely forward-looking historical progression contrasts poignantly with the very different picture that emerges from the passage with which Sebald ends his Zurich lectures, at least in their published version, before he goes on to write a postscript to them. In that closing passage to his second lecture, Sebald first asks whether the destruction of Germany does not finally constitute (page 66) “irrefutable proof that the catastrophes which develop, so to speak, in our hands”–that is, the hands of humanity in general, culminating in the humanity at whose hands the horrendous events of 2oth century history took place, including both the German genocide against the Jews and the devastation wrought by the Allied air war against Germany in World War II—“and seem to break out suddenly are a kind of experiment, anticipating the point at which we shall drop out of what we have thought for so long to be our autonomous history and back into the history of nature.”
A few lines later (on page 67), Sebald goes on to suggest that among postwar German authors “even the most enlightened of writers” can look back at the scenes of the destruction of the writer’s home country by the Allied bombers only “with the horrified fixity of Walter Benjamin’s ‘angel of history,’ whose ‘face is turned toward the past.’” Sebald then closes his somber reflections by citing the rest of the passage containing that famous image from Benjamin’s “Theses on the Philosophy of History,” in Illuminations, the collection of some of Benjamin’s best-known essays (translated by Harry Zohn–New York: Schocken Books, 1969, pages 257-258):
Where we perceive a chain of events, he [“the angel of history”] sees one single catastrophe which keeps piling wreckage upon wreckage and hurls it in front of his feet. The angel would like to stay, awaken the dead, make whole what has been smashed. But a storm is blowing from Paradise; it has got caught in his wings with such violence that the angel can no longer close them. This storm irresistibly propels him into the future to which his back is turned, while the pile of debris before him grows skyward. This storm is what we call progress.